CME STP - FIXML TradeCaptureReport - Parties for BrokerTec Trades

448

PartyID

ID

String

Party identifier/code. See PartyIDSource (447) and PartyRole (452).

Depending on Src and R values, this can map to trading_code, bic_code_s, party, cust_info_s, clearer_code_s, account_id_s, user_id

448

447

PartyIDSource

Src

char

Identifies class or source of the PartyID (448) value. Required if PartyID is specified. Note: applicable values depend upon PartyRole (452) specified.

Note:  R=1/Src=N (LEI) is required for EU trades but is optional for US trades.  

New values B, D, P

447

• C - Generally accepted market participant identifier

• D - Proprietary / Custom code

• H - Clearing house participant/member code

• N - LEI

• P - Short code identifier

452

PartyRole

R

int

Identifies the type or role of the PartyID (448) specified. 

Note:  R=1/Src=N (LEI) is required for EU trades but is optional for US trades.

New values 17, 122

452

• 1 - GFID, where applicable (Trades executed through CME Globex and group allocations that share a SenderComp ID)

• 4 - Clearing Firm

• 7 - Trading (Entering) Firm

• 12 - Executing Trader (associated with Executing Firm - actually executes)

• 17 - Contra Firm

• 21 - Clearing Organization

• 22 - Exchange

• 24 - Customer Account

• 30 - Inter Dealer Broker

• 36 - Entering trader

• 44 - Order Entry Operator ID.
  For Brokertec, this is iLink SenderID, also known as GUS (Global User Signature)

• 49 - Asset Manager

• 55 - Session ID

• 62 - Report originator

• 73 - Execution Venue

• 79 - Prime Broker

• 90 - Settlement Firm

• 102 - Data Repository (e.g. SDR)

• 122 -  Investment decision maker

• 1001 - Trading Member Firm ID (Futures and Options only)

523

→PartySubID

ID

String

Sub-identifier (e.g. Clearing Account for PartyRole (452)=Clearing Firm, Locate ID # for PartyRole=Locate/Lending Firm, etc). Not required when using PartyID (448), PartyIDSource (447), and PartyRole.

Maximum of 250 characters.

523

803

→PartySubIDType

Typ

int

Type of PartySubID (523) value4000+ = Reserved and available for bi-laterally agreed upon user defined values

803

• 5 - Full legal name of firm

• 9 - Contact name

• 16 - BIC (Bank Identification Code - SWIFT managed)

• 26 - Account type or Origin