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The following section describes Clearing Disaster Recovery (DR) environment processing for CME Group front-end Clearing applications.

CME ClearPort

Through CME ClearPort, a front-end clearing application that offers a set of flexible clearing services open to OTC market participants, customers can write trades directly into the CME ClearPort API or submit trades for clearing via a web-based graphical user interface.

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CME ClearPort disaster recovery events are handled in the same manner regardless of whether customers submit trades via the web-based GUI or the ClearPort API.

Normal Production Processing Environment

The following figure illustrates a normal CME ClearPort production processing environment.

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CME ClearPort is a web-based application, and therefore the environment to which you connect (production vs. disaster recovery) is transparent to the user.

Disaster Recovery Event

Disaster Recovery events are categorized into Site, Staff, or Systems. In the case of CME ClearPort, a Site DR event would mean that the location of the CME ClearPort support staff was unavailable. In a Staff DR event, the Operations or Technology side would be unavailable, and a Systems DR event involves the loss of the CME ClearPort environment due to either a hardware failure or the loss of a data center.

When CME Aurora experiences a DR event, CME Clearport remains unavailable while the CME NYDC environment is being established.

DR Event Notification

Using an automated messaging tool, the CME Group Global Command Center (GCC) uploads a list of CME ClearPort contacts. The CME ClearPort team provides GCC management with text explaining the disaster event, and that text is reviewed, edited (if necessary), approved, and dispatched to the email addresses associated with the contact list.

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Disaster event messages are not routed to the CME ClearPort front end.

Recovery Time Frames

As designated in the related Service Level Agreement (SLA), CME Group attempts to resolve CME ClearPort disaster recovery events within a 2 hour time frame. Once CME Group determines the event has been resolved and CME Aurora is available, ClearPort users must re-enter their login.

After a DR event resolution, and prior to CME Aurora availability, applicable databases must be brought up and related applications re-started.

Disaster Recovery Environment

ClearPort Clearing is hosted in CME Aurora and the disaster recovery environment is in CME NYDC. CME NYDC is activated only after a disaster recovery event occurs.

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The disaster recovery environment offers all the same functionality as the production environment.

Transition to DR Environment

The following rules apply when transitioning to the DR environment:

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