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Contents

Sample Sec Def for a Regular OTC Future

<FIXML>

 

<Batch>

 

<Hdr

 

SID="CME"

 

SSub="CPAPI "

 

TID="BRKR"

 

TSub="user123"/>

 

<SecDef

 

RspTyp="100"

// Echo back Type of Request that was made

ReqID="1234567"

// Echo Request ID from the SecDefReq

RptID="3400001"

// Unique response identifier

BizDt="2009-10-19">

// Current Clearing Date

<Instrmt

 

ID="CS"

// Clearing symbol (qualified by Exch)

Src="H"

// Accompanies ID and is always ‘H’

Desc="WTI Calendar Swap"

// Long Name (Product Description in EMA)

SecTyp="FUT"

// Security Type:  FUT (Future)

Exch="NYMEX"

// The product exchange

ProdCmplx="ENRGY"

// Product Complex

ProdTerm="3"

// 3 means contracts expire Monthly

TmUnit="Mo"

// Time unit is month

UOM="Bbl"

// Unit of Measure is Barrels

UOMQty="1000"

// Contract Size is 1000 Barrels. 

PxUOM="Bbl"

// Price Unit of Measure is Barrels

PxUOMQty="1"

// Min Quantity Increment.

PxQteMeth="STD"

// Standard Price Quote Method

PxQteCcy="USD"

// Prices are quoted in USD

MinPxIncr="0.01"

// The minimum price increment

SettlMeth="C"

// Cash settled

ValMeth="FUT"

// Futures Style mark-to-market

ListMeth="0"/>

// Prelisted only

</Instrmt>

 

<InstrmtExt>

 

<Attrb Typ="29" Val="Y"/>

// Yes, this product is tradable

<Attrb Typ="25" Val="1"/>

// Denominator = 1 (Non-fractional product)

<Attrb Typ="24" Val="2"/>

// Product is eligible for EFP

<Attrb Typ="24" Val="12"/>

// Product is eligible for EFS

</InstrmtExt>

 

<ProdClsfnGrp>

 

<ProdClsfn Rsn="7" Val="Crude Oil"/>

// Product Group is Crude Oil

</ProdClsfnGrp>

 

</SecDef>

 

<SecDef>

// Repeat SecDef for each product that

    • .

meets the selection criteria.

    • .

 

    • .

 

</SecDef>

 

</Batch>

 

</FIXML>

 

Sample Sec Def for a Regular Future

<FIXML>

 

<Batch>

 

<Hdr

 

SID="CME"

 

SSub="CPAPI "

 

TID="BRKR"

 

TSub="user123"/>

 

<SecDef

 

RspTyp="100"

// Echo back Type of Request that was made

ReqID="1234567"

// Echo Request ID from the SecDefReq

RptID="3400001"

// Unique response identifier

BizDt="2009-10-19">

// Current Clearing Date

<Instrmt

 

ID="CL"

// Clearing symbol (qualified by Exch)

Src="H"

// Accompanies ID and is always ‘H’

Desc="CRUDE OIL"

// Product Description.

SecTyp="FUT"

// Security Type:  FUT

Exch="NYMEX"

// The product exchange

ProdCmplx="ENRGY"

// Product Complex

ProdTerm="3"

// 3 means product expires Monthly

TmUnit="Mo"

// Time unit is month

UOM="Bbl"

// Unit of Measure is Barrels

UOMQty="1000"

// Contract Size is 1000 Barrels. 

PxUOM="Bbl"

// Price Unit of Measure is Barrels

PxUOMQty="1"

// Min Quantity Increment

PxQteMeth="STD"

// Standard Price Quote Method

PxQteCcy="USD"

// Prices are quoted in USD

MinPxIncr="0.01"

// The minimum price increment

SettlMeth="P"

// Physically delivered

ValMeth="FUT"

// Futures Style mark-to-market

ListMeth="0"/>

// Prelisted only

</Instrmt>

 

<InstrmtExt>

 

<Attrb Typ="29" Val="Y"/>

// Yes, this product is tradable

<Attrb Typ="25" Val="1"/>

// Denominator = 1 (Non-fractional product)

<Attrb Typ="24" Val="1"/>

// Product is eligible for Block Trades

<Attrb Typ="24" Val="2"/>

// Product is eligible for EFP

<Attrb Typ="24" Val="12"/>

// Product is eligible for EFS

<Attrb Typ="30" Val="1"/>

// New value to express TAS on a trade type,

</InstrmtExt>

    1 = Block, so the product supports Block TAS

<ProdClsfnGrp>

 

<ProdClsfn Rsn="7" Val="Crude Oil"/>

// Product Group is Crude Oil

</ProdClsfnGrp>

 

</SecDef>

 

<SecDef>

// Repeat SecDef for each product that

    • .

meets the selection criteria.

    • .

 

    • .

 

</SecDef>

 

</Batch>

 

</FIXML>

 

Sample Sec Def for a Daily Option

<FIXML>

 

<Batch>

 

<Hdr

 

SID="CME"

 

SSub="CPAPI "

 

TID="BRKR"

 

TSub="user123"/>

 

<SecDef

 

RspTyp="100"

// Echo back Type of Request that was made

ReqID="7654321"

// Echo Request ID from the SecDefReq

RptID="3400002"

// Unique response identifier

BizDt="2009-10-19">

// Current Clearing Date

<Instrmt

 

ID="KD"

// Clearing symbol (qualified by Exch)

Src="H"

// Accompanies ID and is always ‘H’

Desc="Daily Natural Gas Option"

// Product Description

SecTyp="OOF"

// Security Type:  OOF (Option on Future)

Exch="NYMEX"

// The product exchange

ProdCmplx="ENRGY"

// ProdComplex

ProdTerm="1"

// 1 means contracts expire Daily

TmUnit="D"

// Time unit is day

UOM="MMBtu"

// Unit of Measure is Million BTU

UOMQty="10000"

// Contract Size is 10000 Million Barrels 

PxUOM="MMBtu"

// Price Unit of Measure is Barrels

PxUOMQty="1"

// Min Quantity Increment

PxQteMeth="STD"

// Standard Price Quote Method

PxQteCcy="USD"

// Prices are quoted in USD

MinPxIncr="0.001"

// The minimum price increment

Mult="10000"

// Contract Multiplier

SettlMeth="C"

// Cash settled

ValMeth="EQTY"

// Premium style

ExerStyle="1"

// American Style Expiration

ListMeth="1"

// User requested instruments permitted

FlexProdElig="N"/>

// Product not Eligible for Flex.

</Instrmt>

 

<InstrmtExt>

 

<Attrb Typ="29" Val="Y"/>

// Yes, this product is tradable

<Attrb Typ="25" Val="1"/>

// Denominator = 1 (Non-fractional product)

<Attrb Typ="24" Val="12"/>

// Eligible Trade Type. EOO/EFS.

</InstrmtExt>

 

<ProdClsfnGrp>

 

<ProdClsfn Rsn="7" Val="Natural Gas"/>

// Product Group is Natural Gas

</ProdClsfnGrp>

 

<Undly

// Underlying Product Information

ID="NG"

 

Src="H"

 

SecTyp="FUT"

 

Exch="NYMEX"/>

 

</SecDef>

 

<SecDef>

// Repeat SecDef for each product that

    • .

meets the selection criteria.

    • .

 

    • .

 

</SecDef>

 

</Batch>

 

</FIXML>

 

Sample Sec Def for Monthly Future with alternate Time Unit (Electricity and some Natural Gas)

<FIXML>

 

<Batch>

 

<Hdr

 

SID="CME"

 

SSub="CPAPI "

 

TID="BRKR"

 

TSub="user123"/>

 

<SecDef

 

RspTyp="100"

// Echo back Type of Request that was made

ReqID="1234567"

// Echo Request ID from the SecDefReq

RptID="3400007"

// Unique response identifier

BizDt="2009-10-19">

// Current Clearing Date

<Instrmt

 

ID="NN"

// Clearing symbol (qualified by Exch)

Src="H"

// Accompanies ID and is always ‘H’

Desc="Henry Hub Swap"

// Product Description

SecTyp="FUT"

// Security Type:  FUT

Exch="NYMEX"

// The product exchange

ProdCmplx="ENRGY"

// ProdComplex

ProdTerm="3"

// 3 means contracts expire Monthly

TmUnit="Mo"

// Time unit is month

UOM="MMBtu"

// Unit of Measure is Million BTU

UOMQty="2500"

// Contract Size is 2500 Million BTU

PxUOM="MMBtu"

// Price Unit of Measure is Barrels

PxUOMQty="1"

// Min Quantity Increment

PxQteMeth="STD"

// Standard Price Quote Method

PxQteCcy="USD"

// Prices are quoted in USD

MinPxIncr="0.001"

// The minimum price increment

SettlMeth="C"

// Cash settled

ValMeth="FUT"

// Futures Style mark-to-market

ListMeth="0"/>

// Prelisted only

</Instrmt>

 

<InstrmtExt>

 

<Attrb Typ="29" Val="Y"/>

// Yes, this product is tradable

<Attrb Typ="25" Val="1"/>

// Denominator = 1 (Non-fractional product)

<Attrb Typ="24" Val="2"/>

// Product is eligible for EFP

<Attrb Typ="24" Val="12"/>

// Product is eligible for EFS

<Attrb Typ="108" Val="D"/>

// Proposed type for Alternate Time unit

</InstrmtExt>

 

<ProdClsfnGrp>

 

<ProdClsfn Rsn="7" Val="Natural Gas"/>

// Product Group is Natural Gas

</ProdClsfnGrp>

 

</SecDef>

 

<SecDef>

// Repeat SecDef for each product that

    • .

meets the selection criteria.

    • .

 

    • .

 

</SecDef>

 

</Batch>

 

</FIXML>

 

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